Secure Retirement Plan Process™

Retirement Plan Evaluator

Please complete the following information

Step 1 of 4

Company Information

Type of Company

Step 2 of 4

Plan Structure

This information allows us to understand your plan parameters.

Does your company currently have a retirement plan?
What are your Primary Goals? (select all that apply)
What type of plan do you currently have? (select all that apply)
401(k)/403(b) with Traditional Matching?
Safe Harbor?
Does your plan allow for loans?
Does your plan allow for hardship distributions?
Does your plan allow for in-service withdrawals at age 59.5?

Step 3 of 4

Existing Plan Details

Please provide us with Key Data on your current plan.

Annual Contribution
Auto Enrollment?
Investment Committee?

Scoring

Existing Plan Satisfaction Ratings

Rate each category from 1 (poor) to 5 (excellent).

Plan Investment Options

Choice of Investment Options
Fund Performance
Are the Fund Expenses Reasonable?

Recordkeeper Platform

Ease of Use
Plan Report Availability
Mobile App

Employee Education

Initial Enrollment Meetings
One-on-One Education Sessions – Advisor Led
Plan Metric Data
Are Your Employees on Track for Retirement?

Plan Communications

Advisor Accessibility & Responsiveness
Recordkeeper Accessibility & Responsiveness
Advisor Communication with Participants

Plan Administration / TPA

Accessibility & Responsiveness
Technical Expertise
Plan Design Assistance
Reasonable Fee Structure

Step 4 of 4

Key Documents and Questions

Please share the following supporting documents.

Please Upload or Email the Documents below to JCC:

PDF file size limit: 4 MB. Over the limit? Compress your PDF for free at PDF24 Tools (no ads, no signup) and re-upload.

404(a)5 Plan Fee Disclosure Document

Available in your Plan Administrative portal.

408(b)2 Participant Fee Disclosure Document

Available in your Plan Administrative portal.

Investment Lineup with Current Fund Balances

PDF preferred; Excel also accepted via email follow-up.

Summary Plan Description (SPD)

If available.

Questions

Final Key Questions

Answer those that apply.

Evaluation Submitted

Thank you for completing the evaluation.

Your response has been submitted.

Next Steps Internal JCC review

Your submission and any uploaded documents are now with the JCC team for review.